Marriott Marquis San Diego Marina | San Diego, CA
The SIFMA Compliance & Legal Society Annual Seminar
is the premier event for compliance and legal professionals working in the financial services industry. This critical forum provides an opportunity for industry leaders and regulators to come together to educate each other, share ideas and concerns, and address developments and emerging trends impacting the C&L community.
Iron Mountain is a proud supporter of the seminar and will be exhibiting in booth #20. We will be showcasing our Designated Third Party (D3P) compliance service and technology escrow services for financial services firms. Our D3P service helps financial services firms achieve SEC and CFTC compliance for preservation of electronic records, helping you comply with rules such as SEC Rule 17a-4 and CFTC Section 17 CFR 1.31. With our detailed audit reports, test reports, and System Configuration Plan in hand; you can face your next audit with confidence, knowing that you have met your designated third party requirement. Our technology escrow service helps to safeguard the critical technology that runs your business – both on-premises and in the cloud. With technology escrow, you can keep your business up and running in case of unforeseen circumstances with your technology vendor.
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