Marriott Marquis | Washington DC
The 2017 FINRA Annual Conference
is FINRA’s premiere event and provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.
Iron Mountain is a proud supporter of the seminar and will be exhibiting at the conference. We will be showcasing our Designated Third Party (D3P) compliance service, technology escrow services for financial services firms, and banking records and information management solutions.
Our D3P service helps financial services firms achieve SEC and CFTC compliance for preservation of electronic records, helping you comply with rules such as SEC Rule 17a-4 and CFTC Section 17 CFR 1.31. Our technology escrow service helps to safeguard the critical technology that runs your business – both on-premises and in the cloud. Our Banking Solutions for records and information management help you gain efficiencies while meeting the ever-changing needs of today’s stringent regulatory environment.
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